Legal

Business Continuity Disclosure
Coady Diemar Partners, LLC has adopted a business continuity plan (BCP) to evaluate and manage and lessen the impact of a potential significant disruption to our business operations. Our BCP addresses, among other matters, the safeguarding of employees and client property, the storage and preservation of data, alternate communications with clients and regulators, and alternate communications with employees. Since the timing and impact of disruptions is unpredictable, we will be flexible in responding to actual events as they occur. The BCP is reviewed and updated at least annually.

Significant business disruptions can vary in scope. We plan to continue in business, and notify you on how to contact us through our web site http://www.coadydiemar.com. Because events that bring about disruptions are unpredictable, Coady Diemar Partners, LLC may not be able to restore full service in the event of failures in certain infrastructure such as utilities, communication networks, transportation, and third party providers. Coady Diemar Partners, LLC does not guarantee that it will be able to continue or resume business operations within any specified period of time under all circumstances.

For more information or if you have questions about our business continuity planning, you may contact us at (212) 901-2600 or CDP@coadydiemar.com.

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